SEBI Circulars (1592)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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Review of Framework to address the 'technical glitches' in Stock Brokers' Electronic Trading Systems SEBI revises the technical glitch framework for stock brokers to ease compliance, streamline reporting, and rationalize technology … | |||||||||||||
SEBI revises the technical glitch framework for stock brokers to ease compliance, streamline reporting, and rationalize technology requirements and disincentive structures.
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SEBI simplifies accreditation process for investors by allowing AIFs to raise commitments pending certification and making net-worth details … | |||||||||||||
SEBI simplifies accreditation process for investors by allowing AIFs to raise commitments pending certification and making net-worth details optional in certificates.
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SEBI simplifies accreditation requirements for AIF investors, allowing investment managers to finalize contribution agreements pending … | |||||||||||||
SEBI simplifies accreditation requirements for AIF investors, allowing investment managers to finalize contribution agreements pending accreditation certificate, and removes detailed net-worth break-up requirement.
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SEBI adjudication order against Decent Contractors Private Limited for executing non-genuine reversal trades in illiquid stock options at … | |||||||||||||
SEBI adjudication order against Decent Contractors Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE, creating artificial volumes during April 2014 to September 2015.
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SEBI adjudication order imposing penalty on Riju Rajpal HUF for executing non-genuine reversal trades in illiquid stock options on BSE … | |||||||||||||
SEBI adjudication order imposing penalty on Riju Rajpal HUF for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, violating PFUTP regulations.
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SEBI Appellate Authority upholds denial of RTI application seeking internal report submitted to SAT, citing fiduciary capacity and strategic … | |||||||||||||
SEBI Appellate Authority upholds denial of RTI application seeking internal report submitted to SAT, citing fiduciary capacity and strategic confidentiality exemptions under Section 8(1)(a) and 8(1)(e) of RTI Act.
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SEBI Appellate Authority order regarding RTI appeal by Shefali Lahoti against CPIO response on complaint information disclosure. | |||||||||||||
SEBI Appellate Authority order regarding RTI appeal by Shefali Lahoti against CPIO response on complaint information disclosure.
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SEBI cancels Recovery Certificate No. 7315 of 2023 dated November 02, 2023 issued against Gopal Hari Agarwal (PAN: AETPA7820D) in the matter … | |||||||||||||
SEBI cancels Recovery Certificate No. 7315 of 2023 dated November 02, 2023 issued against Gopal Hari Agarwal (PAN: AETPA7820D) in the matter of Trading in Illiquid Stock Options on BSE.
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SEBI cancels Recovery Certificate No. 8623 dated February 13, 2023 issued against Maya Agarwal (PAN: ACAPA9807B) in matter of trading in … | |||||||||||||
SEBI cancels Recovery Certificate No. 8623 dated February 13, 2023 issued against Maya Agarwal (PAN: ACAPA9807B) in matter of trading in illiquid stock options on BSE.
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SEBI announces completion of Recovery Certificate No. 7320 of 2023 dated November 03, 2023 issued against Jatin Ahuja (PAN: AGDPA4644F) in … | |||||||||||||
SEBI announces completion of Recovery Certificate No. 7320 of 2023 dated November 03, 2023 issued against Jatin Ahuja (PAN: AGDPA4644F) in the matter of trading in illiquid stock options on BSE.
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