SEBI Circulars (211)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI compliance order regarding recovery certificate enforcement against Mudrikaben Pareshkumar Shah in connection with illiquid stocks … | |||||||||||||||
SEBI compliance order regarding recovery certificate enforcement against Mudrikaben Pareshkumar Shah in connection with illiquid stocks options trading at BSE.
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SEBI allows Investment Advisers and Research Analysts to use liquid mutual funds and overnight mutual funds as alternatives to bank deposits … | |||||||||||||||
SEBI allows Investment Advisers and Research Analysts to use liquid mutual funds and overnight mutual funds as alternatives to bank deposits for regulatory compliance.
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SEBI adjudication order against Manoj Kumar Gupta for engaging in non-genuine reversal trades in BSE's illiquid stock options segment during … | |||||||||||||||
SEBI adjudication order against Manoj Kumar Gupta for engaging in non-genuine reversal trades in BSE's illiquid stock options segment during 2014-2015.
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SEBI imposes penalty on Zebu Share and Wealth Management for multiple IT system compliance failures including capacity monitoring, VAPT … | |||||||||||||||
SEBI imposes penalty on Zebu Share and Wealth Management for multiple IT system compliance failures including capacity monitoring, VAPT audit non-compliance, and inadequate security controls.
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SEBI cancels Recovery Certificate No. 7212 of 2023 dated October 05, 2023 issued against Hem Chand Gupta for illiquid stock options trading … | |||||||||||||||
SEBI cancels Recovery Certificate No. 7212 of 2023 dated October 05, 2023 issued against Hem Chand Gupta for illiquid stock options trading violations on BSE.
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SEBI announces completion of recovery certificate proceedings against defaulter Rani Goel (PAN: AFOPG8596A) in the matter of Vandana … | |||||||||||||||
SEBI announces completion of recovery certificate proceedings against defaulter Rani Goel (PAN: AFOPG8596A) in the matter of Vandana Knitwear Limited.
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SEBI announces completion of recovery proceedings against defaulter Arun Kochar (PAN: ARFPK1390P) in the matter of Wisec Global Limited … | |||||||||||||||
SEBI announces completion of recovery proceedings against defaulter Arun Kochar (PAN: ARFPK1390P) in the matter of Wisec Global Limited under Recovery Certificate No. 6243 dated February 10, 2023.
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SEBI announces completion of recovery proceedings against defaulter Nirmal Jain in the matter of JMD Telefilms Industries Ltd. | |||||||||||||||
SEBI announces completion of recovery proceedings against defaulter Nirmal Jain in the matter of JMD Telefilms Industries Ltd.
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SEBI release order for defaulter Arun Kochar in connection with recovery certificate proceedings related to Wisec Global Limited. | |||||||||||||||
SEBI release order for defaulter Arun Kochar in connection with recovery certificate proceedings related to Wisec Global Limited.
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SEBI release order for defaulter Nirmal Jain in connection with JMD Telefilms Industries Ltd. recovery proceedings under Certificate No. … | |||||||||||||||
SEBI release order for defaulter Nirmal Jain in connection with JMD Telefilms Industries Ltd. recovery proceedings under Certificate No. 7737 of 2024.
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