SEBI Circulars (936)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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RTI appeal dismissed as queries sought clarification/opinion rather than information under RTI Act, and data collation would … | |||||||||||||||
RTI appeal dismissed as queries sought clarification/opinion rather than information under RTI Act, and data collation would disproportionately divert SEBI resources.
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SEBI introduces revised penalty framework for stock brokers to remove inconsistencies, avoid multiple penalties, and replace 'penalty' … | |||||||||||||||
SEBI introduces revised penalty framework for stock brokers to remove inconsistencies, avoid multiple penalties, and replace 'penalty' terminology with 'financial disincentive' for procedural lapses.
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SEBI issues General Remittance Order in Recovery Certificate No. 5718 of 2022 against M/s. Metalman Industries Limited (PAN: AAACM9510G) for … | |||||||||||||||
SEBI issues General Remittance Order in Recovery Certificate No. 5718 of 2022 against M/s. Metalman Industries Limited (PAN: AAACM9510G) for non-redressal of investor grievances.
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RTI appeal regarding denial of information related to SCORES complaint about shareholding in Finolex Industries Ltd. under sections 8(1)(e), … | |||||||||||||||
RTI appeal regarding denial of information related to SCORES complaint about shareholding in Finolex Industries Ltd. under sections 8(1)(e), 8(1)(g) and 8(1)(j) of RTI Act.
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SEBI's Appellate Authority dismissed three RTI appeals filed by Syed Abdul Rahman as repetitive applications on the same subject matter, … | |||||||||||||||
SEBI's Appellate Authority dismissed three RTI appeals filed by Syed Abdul Rahman as repetitive applications on the same subject matter, citing principles of constructive res judicata.
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Appellate Authority order dismissing RTI appeal filed by Syed Abdul Rahman against CPIO SEBI Mumbai regarding information requests related … | |||||||||||||||
Appellate Authority order dismissing RTI appeal filed by Syed Abdul Rahman against CPIO SEBI Mumbai regarding information requests related to employment records and data loss at Equiscan.
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RTI appeal by Amber Arunam regarding PACL Ltd. investment refund dismissed as requested information not available with SEBI. Matter handled … | |||||||||||||||
RTI appeal by Amber Arunam regarding PACL Ltd. investment refund dismissed as requested information not available with SEBI. Matter handled by Justice R.M. Lodha Committee.
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RTI appeal dismissed regarding complaints against Mirae Asset Capital Markets (M.Stock) as requested information not maintained in specified … | |||||||||||||||
RTI appeal dismissed regarding complaints against Mirae Asset Capital Markets (M.Stock) as requested information not maintained in specified format by SEBI.
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Appellate Authority order on RTI appeal concerning information about SEBI's action and complaints related to Avadhut Sathe. Appeal dismissed … | |||||||||||||||
Appellate Authority order on RTI appeal concerning information about SEBI's action and complaints related to Avadhut Sathe. Appeal dismissed as investigation details are confidential under RTI Act exemptions.
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Appellate Authority order dismissing RTI appeal seeking detailed FII trading data and profitability information for May-August 2025 period. | |||||||||||||||
Appellate Authority order dismissing RTI appeal seeking detailed FII trading data and profitability information for May-August 2025 period.
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