SEBI Circulars (936)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) … | |||||||||||||
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) operations during inspection period June 2023 to March 2024.
| |||||||||||||
Appellate Authority order on RTI appeal regarding complaint status and action taken on email complaint dated July 26, 2025 against Suresh … | |||||||||||||
Appellate Authority order on RTI appeal regarding complaint status and action taken on email complaint dated July 26, 2025 against Suresh Kumar Gupta, Anjali Gupta, and SCLL.
| |||||||||||||
Appellate Authority remits RTI application back to CPIO for adequate response regarding second level review report of SCORES complaint, … | |||||||||||||
Appellate Authority remits RTI application back to CPIO for adequate response regarding second level review report of SCORES complaint, finding the initial response incomplete.
| |||||||||||||
Appellate Authority decision on RTI appeal regarding information on chronic complainants classification in SCORES 2.0 system. Appeal … | |||||||||||||
Appellate Authority decision on RTI appeal regarding information on chronic complainants classification in SCORES 2.0 system. Appeal partially rejected as queries seek clarification rather than information.
| |||||||||||||
SEBI Appellate Authority order dismissing RTI appeal seeking information about SEBI Grade A (Assistant Manager) recruitment plans for 2025, … | |||||||||||||
SEBI Appellate Authority order dismissing RTI appeal seeking information about SEBI Grade A (Assistant Manager) recruitment plans for 2025, citing queries as seeking clarification/opinion rather than information under RTI Act.
| |||||||||||||
RTI appeal regarding information on vanishing companies, FIRs, and associated intermediaries rejected as information not available with … | |||||||||||||
RTI appeal regarding information on vanishing companies, FIRs, and associated intermediaries rejected as information not available with SEBI.
| |||||||||||||
SEBI provides relaxation in minimum information requirements for Related Party Transaction approvals, introducing threshold-based disclosure … | |||||||||||||
SEBI provides relaxation in minimum information requirements for Related Party Transaction approvals, introducing threshold-based disclosure requirements to facilitate ease of doing business.
| |||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP … | |||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP Regulations, and non-redressal of investor grievances during inspection period April 2018 to February 2020.
| |||||||||||||
RTI appeal regarding PMOPG grievance No. PMOPG/E/2025/0026603 dismissed as respondent adequately addressed queries by directing appellant to … | |||||||||||||
RTI appeal regarding PMOPG grievance No. PMOPG/E/2025/0026603 dismissed as respondent adequately addressed queries by directing appellant to CPGRAMS website.
| |||||||||||||
RTI appeal regarding SEBI's investigation and refund process for PACL Ltd. investors, seeking information on investigation status, refund … | |||||||||||||
RTI appeal regarding SEBI's investigation and refund process for PACL Ltd. investors, seeking information on investigation status, refund disbursements, and claim processing.
| |||||||||||||