SEBI Circulars (1949)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI modifies SGF coverage norms for commodity derivatives, raising the minimum clearing member default threshold from 2 to 3, and … | |||||||||||||||
SEBI modifies SGF coverage norms for commodity derivatives, raising the minimum clearing member default threshold from 2 to 3, and introduces a new provision allowing SEBI to grant case-by-case exemptions from SGF enforcement.
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RTI appeal by Shashi Mehrotra seeking information about SEBI's actions in the Karvy Stock Broking Ltd. case, including Supreme Court case … | |||||||||||||||
RTI appeal by Shashi Mehrotra seeking information about SEBI's actions in the Karvy Stock Broking Ltd. case, including Supreme Court case status, affected investors, relief provided, and legal expenditure.
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RTI appeal regarding SEBI's denial of observation letter issued to Imagine Marketing Limited (parent of boAt) concerning discrepancies in … | |||||||||||||||
RTI appeal regarding SEBI's denial of observation letter issued to Imagine Marketing Limited (parent of boAt) concerning discrepancies in their IPO filing documents. SEBI upheld exemption under Section 8(1)(e) of RTI Act citing fiduciary capacity.
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RTI appeal by Nitesh Kumar Gupta seeking information about SEBI's examination of Star Agriwarehousing and Collateral Management Limited's … | |||||||||||||||
RTI appeal by Nitesh Kumar Gupta seeking information about SEBI's examination of Star Agriwarehousing and Collateral Management Limited's DRHP, including warehouse safety, WDRA compliance, governance risks, and regulatory scrutiny during IPO review.
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RTI appeal by Geeta Khattar seeking information on legal provisions governing Quality Stock Brokers and Depository Participants regarding … | |||||||||||||||
RTI appeal by Geeta Khattar seeking information on legal provisions governing Quality Stock Brokers and Depository Participants regarding contract notes, risk management policies, demat account restrictions, and related regulatory matters.
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SEBI has issued a prohibitory order against Hari Krishna Yannam under Recovery Certificate No. 2330 of 2019 in the matter of Clutch Auto … | |||||||||||||||
SEBI has issued a prohibitory order against Hari Krishna Yannam under Recovery Certificate No. 2330 of 2019 in the matter of Clutch Auto Ltd, restraining disposal of assets to recover outstanding dues.
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SEBI has issued a prohibitory order against MJVVD Prakash under Recovery Certificates No. 2804, 2806, 2807, 2808, and 2809 of 2020 in the … | |||||||||||||||
SEBI has issued a prohibitory order against MJVVD Prakash under Recovery Certificates No. 2804, 2806, 2807, 2808, and 2809 of 2020 in the matter of Ranklin Solutions Ltd and Vaishnavi Gold Ltd, restraining disposal of assets to recover outstanding dues.
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SEBI imposed a monetary penalty on Anand Rathi Share and Stock Brokers Limited (INZ000170832) for violations of Stock Brokers Regulations … | |||||||||||||||
SEBI imposed a monetary penalty on Anand Rathi Share and Stock Brokers Limited (INZ000170832) for violations of Stock Brokers Regulations and SEBI/Exchange Circulars related to Cyber Security & Cyber Resilience Framework, identified during a thematic inspection covering April 2023 to August 2024.
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SEBI specifies conditions for intraday borrowings by mutual funds effective April 1, 2026, and clarifies borrowing rules for equity-oriented … | |||||||||||||||
SEBI specifies conditions for intraday borrowings by mutual funds effective April 1, 2026, and clarifies borrowing rules for equity-oriented index funds and ETFs under the new SEBI (Mutual Funds) Regulations, 2026.
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SEBI has issued Recovery Certificate No. RC9062 of 2026 along with a Notice of Demand against Dwitiya Trading Limited (PAN: AABCB4470B) for … | |||||||||||||||
SEBI has issued Recovery Certificate No. RC9062 of 2026 along with a Notice of Demand against Dwitiya Trading Limited (PAN: AABCB4470B) for recovery of dues arising from dealings in illiquid stock options.
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