SEBI Circulars (1949)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities … | |||||||||||||
SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities transactions, and incorrect beneficial owner declarations under FPI Regulations 2019.
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SEBI adjudication order imposing penalty on Anju Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||
SEBI adjudication order imposing penalty on Anju Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, in violation of PFUTP Regulations.
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SEBI imposes penalty on Rahul Fiscal & Credit Co. Pvt. Ltd. for executing non-genuine reversal trades in Illiquid Stock Options on BSE … | |||||||||||||
SEBI imposes penalty on Rahul Fiscal & Credit Co. Pvt. Ltd. for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI imposes penalty on Sanjay Kumar for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to … | |||||||||||||
SEBI imposes penalty on Sanjay Kumar for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the … | |||||||||||||
SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the period ending March 2023, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI cancels Recovery Certificate No. 8103 of 2024 dated September 30, 2024 issued against Kamlesh Agrawal (PAN: AFUPA7917B) in connection … | |||||||||||||
SEBI cancels Recovery Certificate No. 8103 of 2024 dated September 30, 2024 issued against Kamlesh Agrawal (PAN: AFUPA7917B) in connection with dealings in Illiquid Stock Options at BSE, indicating recovery of dues.
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SEBI issues a corrigendum correcting the wording in regulation XCIII of its March 3, 2025 notification on ICDR Amendment Regulations, … | |||||||||||||
SEBI issues a corrigendum correcting the wording in regulation XCIII of its March 3, 2025 notification on ICDR Amendment Regulations, clarifying that only the schedule heading and Parts A, B, and C of Schedule X are substituted, not the entire Schedule X.
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SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry … | |||||||||||||
SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry proceedings that found multiple regulatory violations during April 2021 to October 2022.
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SEBI issued a Notice of Demand under Recovery Certificate No. 9068 of 2026 dated March 18, 2026 against Amita Bhalla (PAN: AAAPB2585M) in … | |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9068 of 2026 dated March 18, 2026 against Amita Bhalla (PAN: AAAPB2585M) in the matter of ISO at BSE.
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SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found … | |||||||||||||
SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found multiple violations including guaranteed returns, qualification non-compliance, and fraudulent trade practices.
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