SEBI Circulars (1102)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI imposed adjudication proceedings against Mangalkamna Dealer Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock … | |||||||||||||||
SEBI imposed adjudication proceedings against Mangalkamna Dealer Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI adjudication order imposing penalty on Shiw Mohan Jaiswal for executing non-genuine trades in illiquid stock options segment at BSE … | |||||||||||||||
SEBI adjudication order imposing penalty on Shiw Mohan Jaiswal for executing non-genuine trades in illiquid stock options segment at BSE during April 2014 to September 2015.
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SEBI imposed penalty on Tavarya Trade-Link Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE during … | |||||||||||||||
SEBI imposed penalty on Tavarya Trade-Link Private Limited for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volume.
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SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers … | |||||||||||||||
SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers Regulations during the inspection period April 2022 to April 2024.
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RTI appeal regarding disclosure of information about BSE technical glitch on July 12, 2024, including reports and TAC proceedings. | |||||||||||||||
RTI appeal regarding disclosure of information about BSE technical glitch on July 12, 2024, including reports and TAC proceedings.
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RTI Act appeal dismissed as SEBI provided all available information regarding Sahara India and Pulse India Finance refund policies. | |||||||||||||||
RTI Act appeal dismissed as SEBI provided all available information regarding Sahara India and Pulse India Finance refund policies.
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Appellate Authority order partially upholding CPIO's response to RTI application regarding NSE complaint handling and disciplinary actions, … | |||||||||||||||
Appellate Authority order partially upholding CPIO's response to RTI application regarding NSE complaint handling and disciplinary actions, clarifying scope of information under RTI Act.
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RTI appeal dismissed regarding PACL certificate transaction details as the requested information is not available with SEBI. | |||||||||||||||
RTI appeal dismissed regarding PACL certificate transaction details as the requested information is not available with SEBI.
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SEBI cancels Recovery Certificate No. 8912 of 2025 issued against Ms. Kruti Kevin Kapadia in the matter of Darshan Orna Limited. | |||||||||||||||
SEBI cancels Recovery Certificate No. 8912 of 2025 issued against Ms. Kruti Kevin Kapadia in the matter of Darshan Orna Limited.
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SEBI announces completion of recovery proceedings under Recovery Certificate No. 7693 of 2024 against Shem Raja Sudhakar (PAN: BYVPS2897D) … | |||||||||||||||
SEBI announces completion of recovery proceedings under Recovery Certificate No. 7693 of 2024 against Shem Raja Sudhakar (PAN: BYVPS2897D) in the matter of Arvind Remedies Ltd.
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