SEBI Circulars (1102)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI settles case against Tata Capital Limited for violations related to unlisted CRPS issuances deemed as public issues due to down-selling … | |||||||||||||||
SEBI settles case against Tata Capital Limited for violations related to unlisted CRPS issuances deemed as public issues due to down-selling to over 200 investors within six months.
| |||||||||||||||
SEBI settlement order against Navi AMC Limited and Navi Trustee Limited for exceeding permissible scheme expense limits of 2 basis points of … | |||||||||||||||
SEBI settlement order against Navi AMC Limited and Navi Trustee Limited for exceeding permissible scheme expense limits of 2 basis points of AUM, settled for ₹10.20 lakhs.
| |||||||||||||||
SEBI adjudication proceedings against Nuvama Wealth and Investment Limited (stock broker) for violations of broker regulations during … | |||||||||||||||
SEBI adjudication proceedings against Nuvama Wealth and Investment Limited (stock broker) for violations of broker regulations during inspection period August 2023.
| |||||||||||||||
SEBI General Remittance Order dated 01.12.2025 issued under RC No. 8916 of 2025 for recovery proceedings against Moglesh Chanappa Koni in … | |||||||||||||||
SEBI General Remittance Order dated 01.12.2025 issued under RC No. 8916 of 2025 for recovery proceedings against Moglesh Chanappa Koni in the matter of Generic Engineering Construction and Project Limited.
| |||||||||||||||
SEBI issues General Remittance Order for recovery proceedings against Saurabh Ashok Shinde in connection with Generic Engineering … | |||||||||||||||
SEBI issues General Remittance Order for recovery proceedings against Saurabh Ashok Shinde in connection with Generic Engineering Construction and Project Limited under Recovery Certificate No. 8915 of 2025.
| |||||||||||||||
SEBI issues General Remittance Order under Recovery Certificate No. 8917 of 2025 against Subhash Vithoba Dongre for recovery proceedings … | |||||||||||||||
SEBI issues General Remittance Order under Recovery Certificate No. 8917 of 2025 against Subhash Vithoba Dongre for recovery proceedings related to Generic Engineering Construction and Project Limited.
| |||||||||||||||
SEBI issues Notice of Demand under Recovery Certificate number 8963 of 2025 to Nitin Kumar Garg (PAN: AIXPG1991K) in connection with … | |||||||||||||||
SEBI issues Notice of Demand under Recovery Certificate number 8963 of 2025 to Nitin Kumar Garg (PAN: AIXPG1991K) in connection with suspected insider trading activity in the scrip of Nucleus Software Exports Limited.
| |||||||||||||||
SEBI amends FPI regulations to introduce single window access for trusted foreign investors and modify provisions for mutual funds and AIFs … | |||||||||||||||
SEBI amends FPI regulations to introduce single window access for trusted foreign investors and modify provisions for mutual funds and AIFs as FPI applicants.
| |||||||||||||||
SEBI amends Foreign Venture Capital Investors Regulations, 2000 to introduce changes in terminology, registration renewal procedures, and … | |||||||||||||||
SEBI amends Foreign Venture Capital Investors Regulations, 2000 to introduce changes in terminology, registration renewal procedures, and special provisions for Single Window Access (SWAGAT-FI) entities.
| |||||||||||||||
SEBI imposes penalty on Anil Bajaj HUF for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Anil Bajaj HUF for executing non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volume.
| |||||||||||||||