SEBI Circulars (1573)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudication order against Ratan Lal Rathi for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 … | |||||||||||||||
SEBI adjudication order against Ratan Lal Rathi for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes and false appearance of trading.
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SEBI imposes penalty on Sandeep Agarwal HUF for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Sandeep Agarwal HUF for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI imposes penalties on seven entities for executing circular transactions (three-way reversals) in illiquid stock options (OTM contracts) … | |||||||||||||||
SEBI imposes penalties on seven entities for executing circular transactions (three-way reversals) in illiquid stock options (OTM contracts) on NSE during February-March 2021, violating PFUTP Regulations.
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RTI appeal rejected as queries seeking clarification on guarantee bond acceptance for SEBI Officer Grade-A positions do not constitute … | |||||||||||||||
RTI appeal rejected as queries seeking clarification on guarantee bond acceptance for SEBI Officer Grade-A positions do not constitute 'information' under RTI Act.
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RTI appeal dismissed as query seeking clarification about Bahubala Pvt. Ltd's SEBI registration was not considered 'information' under RTI … | |||||||||||||||
RTI appeal dismissed as query seeking clarification about Bahubala Pvt. Ltd's SEBI registration was not considered 'information' under RTI Act.
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SEBI issues certificate of completion for recovery certificate drawn against Ranjeet S Yadav in the matter of dealing in illiquid stock … | |||||||||||||||
SEBI issues certificate of completion for recovery certificate drawn against Ranjeet S Yadav in the matter of dealing in illiquid stock options at BSE.
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SEBI eliminates the Letter of Confirmation (LOC) requirement for crediting securities to demat accounts, enabling direct credit by RTAs and … | |||||||||||||||
SEBI eliminates the Letter of Confirmation (LOC) requirement for crediting securities to demat accounts, enabling direct credit by RTAs and listed companies, reducing processing time from 150 days to 30 days.
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SEBI eliminates the requirement of Letter of Confirmation (LOC) for crediting securities to demat accounts, enabling direct credit by … | |||||||||||||||
SEBI eliminates the requirement of Letter of Confirmation (LOC) for crediting securities to demat accounts, enabling direct credit by RTAs/listed companies after due diligence to simplify investor service requests.
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SEBI order against KKP Marketing India Limited and its directors for fraudulent public issue of equity shares, misappropriation of funds, … | |||||||||||||||
SEBI order against KKP Marketing India Limited and its directors for fraudulent public issue of equity shares, misappropriation of funds, and violation of securities laws.
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SEBI issues release order for recovery certificate against Ranjeet S Yadav in connection with dealing in illiquid stock options at BSE. | |||||||||||||||
SEBI issues release order for recovery certificate against Ranjeet S Yadav in connection with dealing in illiquid stock options at BSE.
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