SEBI Circulars (349)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI completes recovery of Rs. 5,21,000 penalty from Mamata Bhiwaniwala in illiquid stock options case following full payment of dues. | |||||||||||||||
SEBI completes recovery of Rs. 5,21,000 penalty from Mamata Bhiwaniwala in illiquid stock options case following full payment of dues.
| |||||||||||||||
SEBI releases attachment on bank, demat and mutual fund accounts after full recovery of Rs. 5,21,000 penalty in illiquid stock options … | |||||||||||||||
SEBI releases attachment on bank, demat and mutual fund accounts after full recovery of Rs. 5,21,000 penalty in illiquid stock options matter.
| |||||||||||||||
SEBI's appellate authority upholds denial of RTI request regarding Karvy client securities recovery, ruling queries seek opinion rather than … | |||||||||||||||
SEBI's appellate authority upholds denial of RTI request regarding Karvy client securities recovery, ruling queries seek opinion rather than information.
| |||||||||||||||
SEBI dismisses RTI appeal seeking monthly breakdown of complaints against Bank of Maharashtra, citing fiduciary capacity and commercial … | |||||||||||||||
SEBI dismisses RTI appeal seeking monthly breakdown of complaints against Bank of Maharashtra, citing fiduciary capacity and commercial confidentiality exemptions.
| |||||||||||||||
SEBI appellate authority dismisses RTI appeal regarding share transfer form revalidation requirements, ruling query seeks opinion rather … | |||||||||||||||
SEBI appellate authority dismisses RTI appeal regarding share transfer form revalidation requirements, ruling query seeks opinion rather than information.
| |||||||||||||||
SEBI appellate authority dismisses RTI appeal regarding Sahara Housing Investment Corporation refund process, confirming cut-off date of … | |||||||||||||||
SEBI appellate authority dismisses RTI appeal regarding Sahara Housing Investment Corporation refund process, confirming cut-off date of July 2, 2018 for refund applications.
| |||||||||||||||
SEBI Appellate Authority remands RTI application seeking NSE employee confidentiality policies and asset usage guidelines back to CPIO for … | |||||||||||||||
SEBI Appellate Authority remands RTI application seeking NSE employee confidentiality policies and asset usage guidelines back to CPIO for fresh consideration.
| |||||||||||||||
SEBI's Appellate Authority dismisses RTI appeal filed beyond statutory 30-day limit regarding queries about HDFC Securities DIS form … | |||||||||||||||
SEBI's Appellate Authority dismisses RTI appeal filed beyond statutory 30-day limit regarding queries about HDFC Securities DIS form enforcement action
| |||||||||||||||
SEBI Appellate Authority dismisses RTI appeal seeking information about alleged fraudulent acts by Hubtown Ltd, citing vague queries and … | |||||||||||||||
SEBI Appellate Authority dismisses RTI appeal seeking information about alleged fraudulent acts by Hubtown Ltd, citing vague queries and adequate response by CPIO.
| |||||||||||||||
SEBI's Appellate Authority upholds denial of RTI application seeking information about successive nominations in DEMAT accounts, citing … | |||||||||||||||
SEBI's Appellate Authority upholds denial of RTI application seeking information about successive nominations in DEMAT accounts, citing strategic confidentiality.
| |||||||||||||||