SEBI Circulars (604)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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Joint investor education event to facilitate unpaid dividend transfers, KYC updates, and IEPFA claims resolution. | |||||||||||||||
Joint investor education event to facilitate unpaid dividend transfers, KYC updates, and IEPFA claims resolution.
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SEBI settles enforcement proceedings against 360 One Private Equity Fund for violating AIF investment regulations with ₹14.63 lakh penalty. | |||||||||||||||
SEBI settles enforcement proceedings against 360 One Private Equity Fund for violating AIF investment regulations with ₹14.63 lakh penalty.
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SEBI issues technical clarifications on cybersecurity framework implementation for regulated entities under multiple regulatory … | |||||||||||||||
SEBI issues technical clarifications on cybersecurity framework implementation for regulated entities under multiple regulatory jurisdictions.
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SEBI cancels recovery certificate RC7977 of 2024 against Sulochana Dalmia in connection with illiquid stock options matter. | |||||||||||||||
SEBI cancels recovery certificate RC7977 of 2024 against Sulochana Dalmia in connection with illiquid stock options matter.
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SEBI releases recovery certificate for Sulochana Dalmia in illiquid stock options matter, completing enforcement proceedings. | |||||||||||||||
SEBI releases recovery certificate for Sulochana Dalmia in illiquid stock options matter, completing enforcement proceedings.
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SEBI releases recovery certificate and attachment proceedings against Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock … | |||||||||||||||
SEBI releases recovery certificate and attachment proceedings against Pankaj Kumar Agarwal (PAN: AGKPA4563A) in the matter of Illiquid Stock Options.
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SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of … | |||||||||||||||
SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of concentration limits.
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SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 … | |||||||||||||||
SEBI adjudication order against three individuals for suspected insider trading violations in IOCL scrip based on UPSI regarding Q2 2023-24 financial results and interim dividend.
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SEBI cancels Recovery Certificate No. RC8414 of 2024 issued against Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock … | |||||||||||||||
SEBI cancels Recovery Certificate No. RC8414 of 2024 issued against Om Prakash Dalmia (PAN: ADKPD7701J) in the matter of Illiquid Stock Options.
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SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager … | |||||||||||||||
SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager services through Maxx Innovation Growth and Maxx Innovation.
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