SEBI Circulars (1102)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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RTI appeal dismissed where sub-broker sought information on dispute resolution mechanism; respondent adequately provided information on … | |||||||||||||||
RTI appeal dismissed where sub-broker sought information on dispute resolution mechanism; respondent adequately provided information on discontinuation of sub-broker registration and authorized person framework.
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SEBI defers the December 15, 2025 deadline for Phase III implementation of nomination facilities revamp to a future date to be notified … | |||||||||||||||
SEBI defers the December 15, 2025 deadline for Phase III implementation of nomination facilities revamp to a future date to be notified separately, due to operational difficulties and system development requirements.
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SEBI's Indore office is organizing an investor service camp on December 16, 2025, providing single-window facility for various investor … | |||||||||||||||
SEBI's Indore office is organizing an investor service camp on December 16, 2025, providing single-window facility for various investor needs in collaboration with key market infrastructure institutions and RTAs.
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SEBI amends InvIT regulations to modify definitions of promoter, qualified institutional buyer, and strategic investor, including new … | |||||||||||||||
SEBI amends InvIT regulations to modify definitions of promoter, qualified institutional buyer, and strategic investor, including new networth requirements and investor categories.
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Complete REIT Regulations framework establishing registration, governance, and operational requirements for Real Estate Investment Trusts in … | |||||||||||||||
Complete REIT Regulations framework establishing registration, governance, and operational requirements for Real Estate Investment Trusts in India, as notified on September 26, 2014 with latest amendments effective December 11, 2025.
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SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer … | |||||||||||||||
SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer processes during inspection period April 2020 to December 2021.
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SEBI Appellate Authority rejected RTI appeal seeking clarification on KYC name matching requirements with PAN and officially valid … | |||||||||||||||
SEBI Appellate Authority rejected RTI appeal seeking clarification on KYC name matching requirements with PAN and officially valid documents, ruling queries seek opinion rather than information under RTI Act.
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RTI appeal dismissed regarding complaint about illegal Dabba Trading. CPIO had forwarded complaint to SLCC as entity not registered with … | |||||||||||||||
RTI appeal dismissed regarding complaint about illegal Dabba Trading. CPIO had forwarded complaint to SLCC as entity not registered with SEBI.
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SEBI completes recovery proceedings against defaulter Pardeep Aggarwal (PAN: AAKPA1255B) under Recovery Certificate No. 385 of 2014 in the … | |||||||||||||||
SEBI completes recovery proceedings against defaulter Pardeep Aggarwal (PAN: AAKPA1255B) under Recovery Certificate No. 385 of 2014 in the matter of Priyadarshini Spinning Mills Ltd.
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SEBI relaxes the requirement for NRI clients to be physically located in India when undertaking re-KYC through digital mode, allowing … | |||||||||||||||
SEBI relaxes the requirement for NRI clients to be physically located in India when undertaking re-KYC through digital mode, allowing geo-location to match their country of residence.
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