SEBI Circulars (358)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI order completing compliance for Recovery Certificate No. 7354 of 2023 in the matter of investigation into trading activities in Dhyana … | |||||||||||||||
SEBI order completing compliance for Recovery Certificate No. 7354 of 2023 in the matter of investigation into trading activities in Dhyana Finstock Ltd.
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SEBI completion order for recovery certificate in matter of trading violations by Arpita Ilesh Patel related to Econo Trade (India) Ltd. | |||||||||||||||
SEBI completion order for recovery certificate in matter of trading violations by Arpita Ilesh Patel related to Econo Trade (India) Ltd.
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SEBI releases recovery certificate against Manisha Rajendra Modi following compliance in Dhyana Finstock Ltd trading investigation matter. | |||||||||||||||
SEBI releases recovery certificate against Manisha Rajendra Modi following compliance in Dhyana Finstock Ltd trading investigation matter.
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SEBI order releasing recovery certificate against Arpita Ilesh Patel in connection with trading violations involving Econo Trade (India) … | |||||||||||||||
SEBI order releasing recovery certificate against Arpita Ilesh Patel in connection with trading violations involving Econo Trade (India) Ltd.
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SEBI imposes penalty on Dadabhoy Bothe for delayed disclosure of share sale by 21 days, violating takeover regulations. | |||||||||||||||
SEBI imposes penalty on Dadabhoy Bothe for delayed disclosure of share sale by 21 days, violating takeover regulations.
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SEBI adjudication order against GoldenPi Securities and its directors for violations of Stock Brokers Regulations and PFUTP Regulations … | |||||||||||||||
SEBI adjudication order against GoldenPi Securities and its directors for violations of Stock Brokers Regulations and PFUTP Regulations during inspection period November 2022 to June 2024.
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SEBI imposes penalties on research analyst Kumar Venkataramegowda Santhosh for providing return assurances, advertising past performance, … | |||||||||||||||
SEBI imposes penalties on research analyst Kumar Venkataramegowda Santhosh for providing return assurances, advertising past performance, and mis-selling practices.
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RTI appeal dismissed as queries sought clarification/opinion rather than information under RTI Act regarding corruption complaints and NBFC … | |||||||||||||||
RTI appeal dismissed as queries sought clarification/opinion rather than information under RTI Act regarding corruption complaints and NBFC rules.
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SEBI cancels recovery certificate issued against Rajendra Pathak in K Lifestyle and Industries Limited matter. | |||||||||||||||
SEBI cancels recovery certificate issued against Rajendra Pathak in K Lifestyle and Industries Limited matter.
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SEBI disposes enquiry proceedings against Investment Adviser without adverse action after investigating alleged arm's length violations. | |||||||||||||||
SEBI disposes enquiry proceedings against Investment Adviser without adverse action after investigating alleged arm's length violations.
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