SEBI Circulars (1864)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI compliance order directing the release of frozen bank accounts, demat accounts, and mutual fund folios of Mr. Mahesh Somabhai Desai … | |||||||||||||||
SEBI compliance order directing the release of frozen bank accounts, demat accounts, and mutual fund folios of Mr. Mahesh Somabhai Desai (PAN: AMGPD0183P) pursuant to recovery proceedings RC No. 6811 of 2023.
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SEBI settlement order against SBICAP Trustee Company Limited for failure to create encumbrance on securities through the depository system … | |||||||||||||||
SEBI settlement order against SBICAP Trustee Company Limited for failure to create encumbrance on securities through the depository system while acting as Debenture Trustee for JM Financial Asset Reconstruction Company Limited NCD issuances.
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SEBI settlement order against Mr. Ramesh Kunhikannan, Managing Director of Kaynes Technology India Limited, for alleged failure to maintain … | |||||||||||||||
SEBI settlement order against Mr. Ramesh Kunhikannan, Managing Director of Kaynes Technology India Limited, for alleged failure to maintain Structured Digital Database (SDD) as required under PIT Regulations.
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SEBI issues a Notice of Demand under Recovery Certificate No. 9074 of 2026 dated March 26, 2026, against defaulter Rati Agarwal (PAN: … | |||||||||||||||
SEBI issues a Notice of Demand under Recovery Certificate No. 9074 of 2026 dated March 26, 2026, against defaulter Rati Agarwal (PAN: AJMPA4349K) in the matter of ISO at BSE.
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SEBI adjudicating officer issues penalty order against ATS Share Brokers Private Limited for violations related to association with … | |||||||||||||||
SEBI adjudicating officer issues penalty order against ATS Share Brokers Private Limited for violations related to association with TradeTron and other algo trading platforms offering assured returns.
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SEBI adjudication order imposing penalty on First Global Stockbroking Private Limited for violations related to algorithmic trading platform … | |||||||||||||||
SEBI adjudication order imposing penalty on First Global Stockbroking Private Limited for violations related to algorithmic trading platform TradeTron, including offering assured returns and non-compliance with SEBI circular on algo trading.
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SEBI adjudication order against Ganganagar Commodity Limited (stock broker) for violations related to association with TradeTron and other … | |||||||||||||||
SEBI adjudication order against Ganganagar Commodity Limited (stock broker) for violations related to association with TradeTron and other algo trading platforms offering assured returns, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI adjudication order against Growth Securities Private Limited for violations related to association with TradeTron algo trading … | |||||||||||||||
SEBI adjudication order against Growth Securities Private Limited for violations related to association with TradeTron algo trading platform, including offering assured returns and breaching stock broker regulations.
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SEBI adjudication order imposing penalty on ITI Securities Broking Limited for violations related to association with TradeTron algorithmic … | |||||||||||||||
SEBI adjudication order imposing penalty on ITI Securities Broking Limited for violations related to association with TradeTron algorithmic trading platform offering assured returns.
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SEBI adjudicating officer issues order against Northeast Broking Services Limited for violations related to association with TradeTron algo … | |||||||||||||||
SEBI adjudicating officer issues order against Northeast Broking Services Limited for violations related to association with TradeTron algo trading platform, including offering assured returns and non-compliance with SEBI circular on algorithmic trading.
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