SEBI Circulars (1099)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudication order imposing penalty on Aditya Dhabria for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||
SEBI adjudication order imposing penalty on Aditya Dhabria for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015.
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SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and … | |||||||||||||
SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and violating research analyst regulations during February-November 2024.
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Appellate Authority order dismissing RTI appeal seeking information about freezing of third party PAN, citing personal information exemption … | |||||||||||||
Appellate Authority order dismissing RTI appeal seeking information about freezing of third party PAN, citing personal information exemption under Section 8(1)(j) of RTI Act.
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RTI appeal dismissed as requested information regarding Sahara Q Shop Scheme not maintained by SEBI and transferred to relevant authorities. | |||||||||||||
RTI appeal dismissed as requested information regarding Sahara Q Shop Scheme not maintained by SEBI and transferred to relevant authorities.
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SEBI Appellate Authority dismisses RTI appeal seeking share subscription and allotment documents for Gujarat Godrej Innovative Chemicals … | |||||||||||||
SEBI Appellate Authority dismisses RTI appeal seeking share subscription and allotment documents for Gujarat Godrej Innovative Chemicals Limited, as information not maintained by SEBI.
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RTI appeal by T Sandeep seeking information on age relaxation rules for Central Government employees applying to SEBI. Appeal dismissed as … | |||||||||||||
RTI appeal by T Sandeep seeking information on age relaxation rules for Central Government employees applying to SEBI. Appeal dismissed as queries were deemed vague and non-specific under RTI Act.
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RTI Act appeal by Nareshkumar Ramniklal Doshi regarding recovery proceedings and identity verification of alleged defaulter. | |||||||||||||
RTI Act appeal by Nareshkumar Ramniklal Doshi regarding recovery proceedings and identity verification of alleged defaulter.
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SEBI completes recovery proceedings against Arjun Sharma/M/s Commodity Raja for unregistered investment advisory activities under Recovery … | |||||||||||||
SEBI completes recovery proceedings against Arjun Sharma/M/s Commodity Raja for unregistered investment advisory activities under Recovery Certificate No. 8772 of 2025.
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SEBI issues attachment notices 15062 & 15063 of 2025 against defaulter Dharmvir Singh (PAN: DSVPS1071K) under Recovery Certificate No. 8619 … | |||||||||||||
SEBI issues attachment notices 15062 & 15063 of 2025 against defaulter Dharmvir Singh (PAN: DSVPS1071K) under Recovery Certificate No. 8619 of 2025 for illiquid stock options violations at BSE.
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SEBI issues attachment notices 15058 & 15059 of 2025 against Money Mishra Financial Services (PAN: AAZFM1357R) under Recovery Certificate … | |||||||||||||
SEBI issues attachment notices 15058 & 15059 of 2025 against Money Mishra Financial Services (PAN: AAZFM1357R) under Recovery Certificate No. 8596 of 2025 for transfer of mutual fund units.
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