SEBI Circulars (599)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for … | |||||||||||||||
SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for irregularities in IPO bidding process on NSE SME Platform.
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SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM … | |||||||||||||||
SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM certification requirements under Portfolio Managers Regulations.
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SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement … | |||||||||||||||
SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement of INR 5 crores during FY 2019-2021.
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SEBI order regarding exemption application by Vijay Lakshmi Praturi from takeover regulations for proposed acquisition of 30,00,000 equity … | |||||||||||||||
SEBI order regarding exemption application by Vijay Lakshmi Praturi from takeover regulations for proposed acquisition of 30,00,000 equity shares and 40,00,000 convertible warrants in Telecanor Global Limited through preferential allotment.
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SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a … | |||||||||||||||
SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a dealer.
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RTI appeal disposed as infructuous after CPIO response was delivered to appellant via registered post and uploaded on RTI portal within … | |||||||||||||||
RTI appeal disposed as infructuous after CPIO response was delivered to appellant via registered post and uploaded on RTI portal within statutory timeframe.
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RTI appeal dismissed as time-barred regarding complaint against unauthorized investment advisory services on Instagram handle … | |||||||||||||||
RTI appeal dismissed as time-barred regarding complaint against unauthorized investment advisory services on Instagram handle @financetalkwithrishabh.
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SEBI exemption order for proposed acquisition of shares and voting rights in Acutaas Chemicals Limited by Vaghasia Family Trust under SAST … | |||||||||||||||
SEBI exemption order for proposed acquisition of shares and voting rights in Acutaas Chemicals Limited by Vaghasia Family Trust under SAST Regulations.
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SEBI launches @valid UPI handles for registered intermediaries and SEBI Check verification tool to enhance payment security and prevent … | |||||||||||||||
SEBI launches @valid UPI handles for registered intermediaries and SEBI Check verification tool to enhance payment security and prevent fraud in securities transactions.
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SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code … | |||||||||||||||
SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code of Conduct during inspection period April 2021 to April 2023.
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