SEBI Circulars (599)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP … | |||||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP Regulations, and non-redressal of investor grievances during inspection period April 2018 to February 2020.
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RTI appeal regarding PMOPG grievance No. PMOPG/E/2025/0026603 dismissed as respondent adequately addressed queries by directing appellant to … | |||||||||||||||
RTI appeal regarding PMOPG grievance No. PMOPG/E/2025/0026603 dismissed as respondent adequately addressed queries by directing appellant to CPGRAMS website.
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RTI appeal regarding SEBI's investigation and refund process for PACL Ltd. investors, seeking information on investigation status, refund … | |||||||||||||||
RTI appeal regarding SEBI's investigation and refund process for PACL Ltd. investors, seeking information on investigation status, refund disbursements, and claim processing.
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SEBI Appellate Authority dismisses RTI appeal by Pradip Dubale seeking consolidated reports on rating distribution data from Credit Rating … | |||||||||||||||
SEBI Appellate Authority dismisses RTI appeal by Pradip Dubale seeking consolidated reports on rating distribution data from Credit Rating Agencies, stating information not maintained in requested format.
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RTI appeal regarding disclosure of transaction details by NSDL depository and financial statements from stock broker Unlock Wealth … | |||||||||||||||
RTI appeal regarding disclosure of transaction details by NSDL depository and financial statements from stock broker Unlock Wealth Securities Limited for period 1999-2007.
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RTI appeal regarding SEBI's Investor Awareness Programme expenditures and SMART Trainers process dismissed as information is available in … | |||||||||||||||
RTI appeal regarding SEBI's Investor Awareness Programme expenditures and SMART Trainers process dismissed as information is available in public domain or not maintained in requested format.
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SEBI Appellate Authority order on RTI appeal seeking status of complaint against EIH Limited for alleged LODR Regulation violations. Appeal … | |||||||||||||||
SEBI Appellate Authority order on RTI appeal seeking status of complaint against EIH Limited for alleged LODR Regulation violations. Appeal dismissed citing confidentiality exemptions under RTI Act.
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RTI appeal dismissed as SEBI does not maintain information about Daily Trading Plan proposals or approvals from Citigroup Global Markets … | |||||||||||||||
RTI appeal dismissed as SEBI does not maintain information about Daily Trading Plan proposals or approvals from Citigroup Global Markets India Private Limited.
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RTI appeal regarding withdrawal procedures from Madurai Rural Development companies dismissed as query sought clarification/opinion rather … | |||||||||||||||
RTI appeal regarding withdrawal procedures from Madurai Rural Development companies dismissed as query sought clarification/opinion rather than information.
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Appellate Authority decision on RTI application seeking information on weekly/monthly expiry changes and maximum quantity limits for … | |||||||||||||||
Appellate Authority decision on RTI application seeking information on weekly/monthly expiry changes and maximum quantity limits for Nifty/Sensex futures and options trading across different trader categories.
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