SEBI Circulars (1710)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI issues a release order in favor of Hindustan Breweries and Bottling Ltd. (PAN: AAACH0104M) in the matter of non-redressal of investor … | |||||||||||||
SEBI issues a release order in favor of Hindustan Breweries and Bottling Ltd. (PAN: AAACH0104M) in the matter of non-redressal of investor grievances, pertaining to Recovery Certificate No. 2535 of 2019 dated September 12, 2019.
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SEBI settles enforcement proceedings against JP Morgan Chase Bank N.A. for violations related to FPI categorization and material change … | |||||||||||||
SEBI settles enforcement proceedings against JP Morgan Chase Bank N.A. for violations related to FPI categorization and material change reporting obligations under FPI Regulations 2014 and 2019.
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SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities … | |||||||||||||
SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities transactions, and incorrect beneficial owner declarations under FPI Regulations 2019.
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SEBI adjudication order imposing penalty on Anju Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||
SEBI adjudication order imposing penalty on Anju Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, in violation of PFUTP Regulations.
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SEBI imposes penalty on Rahul Fiscal & Credit Co. Pvt. Ltd. for executing non-genuine reversal trades in Illiquid Stock Options on BSE … | |||||||||||||
SEBI imposes penalty on Rahul Fiscal & Credit Co. Pvt. Ltd. for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI imposes penalty on Sanjay Kumar for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to … | |||||||||||||
SEBI imposes penalty on Sanjay Kumar for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the … | |||||||||||||
SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the period ending March 2023, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI cancels Recovery Certificate No. 8103 of 2024 dated September 30, 2024 issued against Kamlesh Agrawal (PAN: AFUPA7917B) in connection … | |||||||||||||
SEBI cancels Recovery Certificate No. 8103 of 2024 dated September 30, 2024 issued against Kamlesh Agrawal (PAN: AFUPA7917B) in connection with dealings in Illiquid Stock Options at BSE, indicating recovery of dues.
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SEBI issues a corrigendum correcting the wording in regulation XCIII of its March 3, 2025 notification on ICDR Amendment Regulations, … | |||||||||||||
SEBI issues a corrigendum correcting the wording in regulation XCIII of its March 3, 2025 notification on ICDR Amendment Regulations, clarifying that only the schedule heading and Parts A, B, and C of Schedule X are substituted, not the entire Schedule X.
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SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry … | |||||||||||||
SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry proceedings that found multiple regulatory violations during April 2021 to October 2022.
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