SEBI Circulars (1573)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudication order against Gita Devi Agarwal for alleged manipulation through reversal trades in illiquid stock options on BSE during … | |||||||||||||
SEBI adjudication order against Gita Devi Agarwal for alleged manipulation through reversal trades in illiquid stock options on BSE during April 2014 to September 2015. Proceedings abated following notice of the noticee's death.
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SEBI adjudication order against Kusum Devi Agarwal for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April … | |||||||||||||
SEBI adjudication order against Kusum Devi Agarwal for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI adjudication order imposing penalty on Ravi Himmatramka and Sons HUF for executing non-genuine reversal trades in illiquid stock … | |||||||||||||
SEBI adjudication order imposing penalty on Ravi Himmatramka and Sons HUF for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, in violation of PFUTP Regulations.
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RTI appeal filed by Jameskutty Joseph against CPIO, SEBI, Mumbai regarding complaint SEBIE/KL25/ALAP/040961 involving KFIN Technologies, … | |||||||||||||
RTI appeal filed by Jameskutty Joseph against CPIO, SEBI, Mumbai regarding complaint SEBIE/KL25/ALAP/040961 involving KFIN Technologies, dismissed as time barred under Section 19(1) of the RTI Act.
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SEBI Appellate Authority dismisses RTI appeal by Prakash Kundu seeking information about his wife's demat account and investments by Proten … | |||||||||||||
SEBI Appellate Authority dismisses RTI appeal by Prakash Kundu seeking information about his wife's demat account and investments by Proten eGov Technologies Limited, as the information is not maintained by SEBI.
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RTI appeal filed by Indu Devi Gutgutia regarding complaints against Prudential International Ltd., seeking information on complaint status, … | |||||||||||||
RTI appeal filed by Indu Devi Gutgutia regarding complaints against Prudential International Ltd., seeking information on complaint status, penalties, account freezing, and regulatory actions taken by SEBI.
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SEBI Appellate Authority dismisses RTI appeal by Ramswaroop Chourasia seeking details of mutual fund folio and demat accounts, upholding … | |||||||||||||
SEBI Appellate Authority dismisses RTI appeal by Ramswaroop Chourasia seeking details of mutual fund folio and demat accounts, upholding SEBI's response that the requested information is not available with SEBI.
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RTI appeal by Nikhilkumar Dharmaram Chaudhary seeking SEBI Grade A Phase 2 exam marks and cut-offs. Appellate Authority upheld CPIO's … | |||||||||||||
RTI appeal by Nikhilkumar Dharmaram Chaudhary seeking SEBI Grade A Phase 2 exam marks and cut-offs. Appellate Authority upheld CPIO's response, finding the information is publicly available on SEBI's website.
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RTI appeal by Ajay Basudev Bose seeking information on recovery proceedings against defaulters in the matter of Moongipa Investment Limited … | |||||||||||||
RTI appeal by Ajay Basudev Bose seeking information on recovery proceedings against defaulters in the matter of Moongipa Investment Limited and others. Appellant challenged the respondent's reply as incomplete, misleading, or false.
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RTI appeal by Ajay Basudev Bose seeking information on SEBI handing over investigation of alleged fraudster Sudhir Agarwal to CBI/ED. Appeal … | |||||||||||||
RTI appeal by Ajay Basudev Bose seeking information on SEBI handing over investigation of alleged fraudster Sudhir Agarwal to CBI/ED. Appeal dismissed as request was in nature of grievance redressal, not information.
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