SEBI Circulars (376)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI clarifies that Swaraj Shares and Securities Private Limited may complete ongoing open offer assignments despite registration … | |||||||||||||||
SEBI clarifies that Swaraj Shares and Securities Private Limited may complete ongoing open offer assignments despite registration suspension, subject to specific safeguards.
| |||||||||||||||
SEBI warns investors against fraudulent schemes claiming to offer stock market access through Foreign Portfolio Investors to Indian … | |||||||||||||||
SEBI warns investors against fraudulent schemes claiming to offer stock market access through Foreign Portfolio Investors to Indian residents.
| |||||||||||||||
SEBI appellate authority dismisses RTI appeal seeking case-wise details of all insider trading adjudication orders from 2014 onwards, citing … | |||||||||||||||
SEBI appellate authority dismisses RTI appeal seeking case-wise details of all insider trading adjudication orders from 2014 onwards, citing resource diversion concerns.
| |||||||||||||||
RTI appeal seeking information about e-auction of ICore property conducted by SEBI on behalf of Justice Talukdar Committee, with SEBI citing … | |||||||||||||||
RTI appeal seeking information about e-auction of ICore property conducted by SEBI on behalf of Justice Talukdar Committee, with SEBI citing fiduciary capacity exemption.
| |||||||||||||||
SEBI Appellate Authority partially allows RTI appeal regarding complaint status information while rejecting queries seeking clarification … | |||||||||||||||
SEBI Appellate Authority partially allows RTI appeal regarding complaint status information while rejecting queries seeking clarification and opinion.
| |||||||||||||||
SEBI issues notice of demand for recovery certificate against defaulter Vijay Pujara (PAN: AGXPP5209R) in connection with Continental Seeds … | |||||||||||||||
SEBI issues notice of demand for recovery certificate against defaulter Vijay Pujara (PAN: AGXPP5209R) in connection with Continental Seeds and Chemicals Limited.
| |||||||||||||||
SEBI issues release order for recovery certificate RC8413 of 2024 concerning Sanjay Shastri in relation to illiquid stock options matter. | |||||||||||||||
SEBI issues release order for recovery certificate RC8413 of 2024 concerning Sanjay Shastri in relation to illiquid stock options matter.
| |||||||||||||||
Appeal regarding access to SEBI circulars and internal communications on margin shortfall calculation and penalty policies for equity … | |||||||||||||||
Appeal regarding access to SEBI circulars and internal communications on margin shortfall calculation and penalty policies for equity derivatives.
| |||||||||||||||
SEBI Compliance Remittance Order for Recovery Certificate No. 8420 of 2024 - Sushma Vimalkumar Raval SEBI compliance order for remittance regarding recovery certificate against Sushma Vimalkumar Raval in audit matters of multiple companies. | |||||||||||||||
SEBI compliance order for remittance regarding recovery certificate against Sushma Vimalkumar Raval in audit matters of multiple companies.
| |||||||||||||||
SEBI issues notice of demand against Ameet Savant and others for unregistered portfolio management and investment advisory services … | |||||||||||||||
SEBI issues notice of demand against Ameet Savant and others for unregistered portfolio management and investment advisory services violations.
| |||||||||||||||