Description

SEBI initiates Attachment Proceedings (A.P. Nos. 15313 & 15314 of 2026) under Recovery Certificate No. RC9054 of 2026 against Anil Bajaj HUF (PAN: AAMHA1069B) for non-payment of dues in the Illiquid Stock Options matter.

Summary

SEBI has initiated Attachment Proceedings (A.P. Nos. 15313 & 15314 of 2026) under Recovery Certificate No. RC9054 of 2026 against Anil Bajaj HUF (PAN: AAMHA1069B) in the matter of dealings in Illiquid Stock Options. This action follows the earlier Notice of Demand issued under RC9054 (dated March 5, 2026) and represents an escalation in SEBI’s recovery proceedings due to non-payment of the demanded dues.

Key Points

  • Attachment Proceedings No. 15313 & 15314 of 2026 initiated under Recovery Certificate RC9054 of 2026
  • Respondent: Anil Bajaj HUF (PAN: AAMHA1069B)
  • Matter pertains to dealings in Illiquid Stock Options segment
  • Action is a follow-up to the Notice of Demand issued on March 5, 2026
  • SEBI is proceeding with attachment of assets to recover outstanding dues
  • Part of SEBI’s broader enforcement campaign in the Illiquid Stock Options segment

Regulatory Changes

No new regulatory changes are introduced. This is a procedural enforcement/recovery action under existing SEBI recovery regulations and procedures, specifically under the SEBI (Recovery of Amounts) Regulations.

Compliance Requirements

  • Anil Bajaj HUF must satisfy the outstanding dues as specified in Recovery Certificate RC9054 of 2026
  • Assets of the entity are subject to attachment under A.P. Nos. 15313 & 15314 of 2026
  • Non-compliance may result in further enforcement including sale of attached assets
  • The entity may approach SEBI/appropriate forum to contest or settle the outstanding demand

Important Dates

  • Recovery Certificate RC9054 of 2026 issued: March 5, 2026
  • Attachment Proceedings (A.P. Nos. 15313 & 15314) issued: April 24, 2026
  • Original Notice of Demand: March 5, 2026

Impact Assessment

This enforcement action has minimal broader market impact. It is directed solely at Anil Bajaj HUF as part of SEBI’s continued enforcement and recovery actions in the Illiquid Stock Options matter. The progression from Notice of Demand to Attachment Proceedings signals SEBI’s firm stance on recovering dues from entities penalized in the Illiquid Stock Options segment. This is a routine step in the recovery process with no systemic market implications.

Impact Justification

This is an individual enforcement/recovery action against a specific entity (Anil Bajaj HUF) under Attachment Proceedings following non-payment of dues related to illiquid stock options. It has no broader market impact and affects only the named party.