Description
SEBI issues Notice of Demand under Certificate No. RC9054 of 2026 against Anil Bajaj HUF (PAN: AAMHA1069B) for recovery of dues in connection with dealings in Illiquid Stock Options.
Summary
SEBI has issued a Notice of Demand under Recovery Certificate No. RC9054 of 2026 against Anil Bajaj HUF (PAN: AAMHA1069B) for recovery of outstanding dues arising from the matter of dealings in Illiquid Stock Options. This action is part of SEBI’s ongoing enforcement efforts in the Illiquid Stock Options segment.
Key Points
- Recovery Certificate No. RC9054 of 2026 issued against Anil Bajaj HUF
- PAN of the entity: AAMHA1069B
- Matter pertains to dealings in Illiquid Stock Options
- Notice of Demand issued for recovery of dues owed to SEBI
- Action taken under SEBI’s recovery and enforcement framework
Regulatory Changes
No new regulatory changes are introduced. This is an enforcement/recovery action under existing SEBI regulations and recovery procedures.
Compliance Requirements
- Anil Bajaj HUF is required to pay the demanded amount as specified in the Recovery Certificate
- Non-payment may result in further enforcement actions including attachment of assets
- The entity must respond to the Notice of Demand within the stipulated timeframe
Important Dates
- Certificate Date: 2026-03-05
- Recovery Certificate No.: RC9054 of 2026
- Compliance deadline: As specified in the notice served to the entity
Impact Assessment
This enforcement action has minimal broader market impact. It is directed solely at Anil Bajaj HUF as part of SEBI’s enforcement actions in the Illiquid Stock Options matter, which has been an area of significant regulatory scrutiny. The action signals continued follow-through on penalty recovery from entities found in violation in this segment.
Impact Justification
This is an individual enforcement action against a specific entity (Anil Bajaj HUF) for recovery of dues related to illiquid stock options. It has no broader market impact and affects only the named party.