SEBI Circulars (1573)
Securities and Exchange Board of India circulars including regulatory frameworks, policy updates, compliance guidelines, enforcement actions, and market conduct rules.
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SEBI adjudication order imposing penalty on Anju Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||
SEBI adjudication order imposing penalty on Anju Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, in violation of PFUTP Regulations.
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SEBI imposes penalty on Rahul Fiscal & Credit Co. Pvt. Ltd. for executing non-genuine reversal trades in Illiquid Stock Options on BSE … | |||||||||||||
SEBI imposes penalty on Rahul Fiscal & Credit Co. Pvt. Ltd. for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI imposes penalty on Sanjay Kumar for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to … | |||||||||||||
SEBI imposes penalty on Sanjay Kumar for executing non-genuine reversal trades in Illiquid Stock Options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the … | |||||||||||||
SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the period ending March 2023, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI cancels Recovery Certificate No. 8103 of 2024 dated September 30, 2024 issued against Kamlesh Agrawal (PAN: AFUPA7917B) in connection … | |||||||||||||
SEBI cancels Recovery Certificate No. 8103 of 2024 dated September 30, 2024 issued against Kamlesh Agrawal (PAN: AFUPA7917B) in connection with dealings in Illiquid Stock Options at BSE, indicating recovery of dues.
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SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry … | |||||||||||||
SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry proceedings that found multiple regulatory violations during April 2021 to October 2022.
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SEBI issued a Notice of Demand under Recovery Certificate No. 9068 of 2026 dated March 18, 2026 against Amita Bhalla (PAN: AAAPB2585M) in … | |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9068 of 2026 dated March 18, 2026 against Amita Bhalla (PAN: AAAPB2585M) in the matter of ISO at BSE.
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SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found … | |||||||||||||
SEBI cancels the Investment Adviser registration of CapitalVia Global Research Limited (INA200001512) following an enquiry that found multiple violations including guaranteed returns, qualification non-compliance, and fraudulent trade practices.
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SEBI issues a release order for attached assets of Kamlesh Agrawal under Recovery Certificate No. 8103 of 2024 dated September 30, 2024, … | |||||||||||||
SEBI issues a release order for attached assets of Kamlesh Agrawal under Recovery Certificate No. 8103 of 2024 dated September 30, 2024, following settlement of dues in the matter of dealings in Illiquid Stock Options at BSE.
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Completion of Recovery Certificate No. 4355 of 2021 Against Venmax Drugs and Pharmaceuticals Limited SEBI has completed Recovery Certificate No. 4355 of 2021 issued against Venmax Drugs and Pharmaceuticals Limited (PAN: AAACY1073C), … | |||||||||||||
SEBI has completed Recovery Certificate No. 4355 of 2021 issued against Venmax Drugs and Pharmaceuticals Limited (PAN: AAACY1073C), signifying successful conclusion of the recovery proceedings.
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