Description

NSE includes 8 securities under ST-ASM Stage I effective April 29, 2026, with enhanced margin requirements of 50% or existing margin (whichever is higher, max 100%) applicable from April 30, 2026. No securities added to Stage II.

Summary

NSE’s Surveillance Department (Circular Ref. No: 307/2026, Download Ref No: NSE/SURV/73948) has placed 8 securities under Short-Term Additional Surveillance Measure (ST-ASM) Stage I effective April 29, 2026. Enhanced margin requirements apply from April 30, 2026. No securities were shortlisted for ST-ASM Stage II, and no movements between stages were announced.

Key Points

  • 8 securities added to ST-ASM Stage I effective April 29, 2026
  • Margin rate for Stage I: 50% or existing margin, whichever is higher (maximum capped at 100%)
  • New margin rates apply to all open positions as on April 29, 2026 and all new positions created from April 30, 2026
  • Stage II list is Nil; no inter-stage movements announced
  • Inclusion is purely for market surveillance purposes and should not be construed as adverse action against the concerned companies
  • ASM framework operates in conjunction with all other prevailing surveillance measures

Securities Under ST-ASM Stage I (Effective April 29, 2026)

Sr. No.SymbolSecurity NameISIN
1ABCOTSA B Cotspin India LimitedINE08PH01015
2ADANIENSOLAdani Energy Solutions LimitedINE931S01010
3ELECTHERMElectrotherm (India) LimitedINE822G01016
4IRMENERGYIRM Energy LimitedINE07U701015
5MADHAVBAUGVaidya Sane Ayurved Laboratories LimitedINE0JR301013
6MANAKALUCOManaksia Aluminium Company LimitedINE859Q01017
7OBSCPOBSC Perfection LimitedINE0YHV01011
8SBCLShivalik Bimetal Controls LimitedINE386D01027

Regulatory Changes

This circular is issued further to earlier ASM circulars: NSE/SURV/39265 (Oct 27, 2018), NSE/SURV/46557 (Dec 04, 2020), NSE/SURV/52144 (Apr 28, 2022), NSE/SURV/58558 (Sep 25, 2023), and NSE/SURV/64066 (Sep 20, 2024). The ST-ASM framework imposes differential margin rates based on stage classification to curb excessive speculation in high-surveillance securities.

Compliance Requirements

  • NSE Members/Brokers: Must collect enhanced margins from clients holding or creating positions in the 8 listed securities from April 30, 2026
  • Stage I Margin: Minimum 50% margin or existing applicable margin, whichever is higher, subject to a maximum cap of 100%
  • Stage II Margin (no securities currently): Would require 100% margin or existing margin, whichever is higher, capped at 100%
  • Members must apply new margin rates to all open positions as of April 29, 2026 and all new positions from April 30, 2026
  • For queries, contact: surveillance@nse.co.in

Important Dates

  • April 28, 2026: Circular issued
  • April 29, 2026: Securities officially included under ST-ASM Stage I; enhanced margin requirements reference date for open positions
  • April 30, 2026: Enhanced margin requirements come into effect for all open and new positions

Impact Assessment

The inclusion of 8 securities under ST-ASM Stage I will materially increase the cost of holding or initiating positions in these stocks. The mandatory 50% minimum margin (up to 100% max) will reduce leverage available to traders, potentially suppressing short-term trading volumes and liquidity in these counters. Notably, ADANIENSOL (Adani Energy Solutions Limited) is a large-cap Adani Group entity, and its inclusion is likely to attract significant market attention. Retail and institutional traders with existing leveraged positions in any of these 8 securities will need to top up margins by April 30, 2026 or risk forced liquidation. The measure is classified as a surveillance action and does not reflect fundamental concerns about the companies themselves.

Impact Justification

Directly impacts trading in 8 specific securities by imposing elevated margin requirements (50%-100%), which can significantly affect liquidity, position-sizing, and trader behavior in these stocks from April 30, 2026.