Description

NSE announces 11 securities added to ST-ASM Stage I and 15 securities excluded from the ASM framework, effective April 23, 2026. No securities moved between Stage I and Stage II.

Summary

NSE has issued a circular updating the Short-Term Additional Surveillance Measure (ST-ASM) framework effective April 23, 2026. Eleven securities have been freshly added to ST-ASM Stage I, while fifteen securities have been excluded from the ASM framework entirely. No securities have been moved between Stage I and Stage II in this update.

Key Points

  • 11 securities added to ST-ASM Stage I effective April 23, 2026
  • No securities added to ST-ASM Stage II
  • No inter-stage movements (Stage I to Stage II or vice versa)
  • 15 securities excluded from the ASM framework effective April 23, 2026
  • THAKDEV (Thakkers Developers Limited) qualifies under ST-ASM criteria at BSE only
  • NAMAN (Naman Industries Proxima Limited) moved from STASM to LTASM (Long-Term ASM) framework
  • BRANDMAN, PENINLAND, RUDRA, SADHNANIQ, and VAISHALI moved from STASM to ESM (Enhanced Surveillance Measure) framework

Regulatory Changes

The ST-ASM framework applies enhanced surveillance and trading restrictions to securities exhibiting unusual price or volume movements. Securities placed under ST-ASM Stage I are subject to additional margin requirements and may face trade-for-trade settlement. Stage II carries stricter restrictions than Stage I.

Compliance Requirements

  • Brokers and trading members must update margin collection and risk management systems for the 11 newly added ST-ASM Stage I securities from April 23, 2026
  • Clients holding positions in newly added securities should be informed of the changed surveillance status
  • Brokers must update their systems to reflect the removal of 15 securities from ASM restrictions
  • For securities migrating to ESM (BRANDMAN, PENINLAND, RUDRA, SADHNANIQ, VAISHALI), brokers must apply ESM-specific trading restrictions instead
  • For NAMAN, LTASM framework rules now apply in place of STASM rules

Important Dates

  • Effective Date: April 23, 2026 — all additions, exclusions, and stage changes come into force

Impact Assessment

Newly Added to ST-ASM Stage I (11 securities):

SymbolSecurity NameISIN
AMBEYAmbey Laboratories LimitedINE0M3I01029
E2ERAILE To E Transportation Infrastructure LimitedINE1CEJ01017
JNKINDIAJNK India LimitedINE0OAF01028
KOREJay Jalaram Technologies LimitedINE0J6801010
ROLLTRollatainers LimitedINE927A01040
SPLILSPL Industries LimitedINE978G01016
STERTOOLSSterling Tools LimitedINE334A01023
SUNLITESunlite Recycling Industries LimitedINE0U2N01013
WEWINWE WIN LIMITEDINE082W01014
WHITEFORCEHappy Square Outsourcing Services LimitedINE0TLP01015
THAKDEVThakkers Developers Limited (BSE criteria)INE403F01017

Excluded from ASM Framework (15 securities):

SymbolSecurity NameISINNote
ARVEEArvee Laboratories (India) LimitedINE006Z01016
BRANDMANBrandman Retail LimitedINE0XUD01014Moved to ESM
DPWIRESD P Wires LimitedINE864X01013
GEECEEGeeCee Ventures LimitedINE916G01016
GLOTTISGlottis LimitedINE0TQE01026
LAXMIINDIALaxmi India Finance LimitedINE06WU01026
NAMANNaman Industries Proxima LimitedINE0RJM01010Moved to LTASM
PENINLANDPeninsula Land LimitedINE138A01028Moved to ESM
PENTAGONPentagon Rubber LimitedINE0ORS01017
RUDRARudra Global Infra Products LimitedINE027T01023Moved to ESM
SADHNANIQSadhana Nitrochem LimitedINE888C01040Moved to ESM
SAMAYSamay Project Services LimitedINE124101010
VAISHALIVaishali Pharma LimitedINE972X01022Moved to ESM
VIGORVigor Plast India LimitedINE1DM601016
VINSYSVinsys IT Services India LimitedINE0OSJ01014

Investors in newly added ST-ASM securities should expect higher margin requirements and possible trade-for-trade settlement obligations. Securities removed from ASM (non-ESM/LTASM) revert to normal trading conditions, which may provide a positive sentiment signal for those counters.

Impact Justification

Routine ST-ASM update affecting 26 securities; 11 newly placed under enhanced surveillance (Stage I) and 15 removed from ASM framework. Trading in affected securities will face additional margin and monitoring requirements, impacting retail and institutional participants holding these stocks.