Description

BSE has made available the penalty report for non-institutional client code modifications done during March 2026. The file PM0326.Clg has been uploaded to the EQUITY TRANSACTION FOLDER in Extranet.

Summary

BSE has released the penalty report for client code modifications of non-institutional trades across all segments for the month of March 2026. The report (file name: PM0326.Clg) has been uploaded to the EQUITY TRANSACTION FOLDER in Extranet and trading members are advised to download and retain it.

Key Points

  • Penalty report covers client code modifications of non-institutional trades for March 2026
  • Applicable across all segments
  • Report filename: PM0326.Clg (located in EQUITY TRANSACTION FOLDER in Extranet)
  • Issued in accordance with Exchange Notice Nos. 20110729-24 (July 29, 2011) and 20110826-4 (August 26, 2011)
  • Members must save the file for future reference

Regulatory Changes

No new regulatory changes. This notice is issued under the existing framework established by BSE Notice Nos. 20110729-24 and 20110826-4 governing penalties for client code modifications in non-institutional trades.

Compliance Requirements

  • Trading members must log in to Extranet and download the penalty report (PM0326.Clg) from the EQUITY TRANSACTION FOLDER
  • Members are required to save the file for future reference
  • Members with queries should contact BSE Trading Operations using the contact details provided

Important Dates

  • Notice Date: April 10, 2026
  • Period Covered: March 2026 (client code modifications)
  • File available: As of April 10, 2026 in Extranet

Impact Assessment

This is a routine monthly operational notice with limited market-wide impact. It affects only those trading members who carried out client code modifications for non-institutional trades during March 2026. Members should review the penalty report to understand any financial penalties applicable to them and maintain records for compliance and audit purposes. Contact: 022-2272 8435 / 022-2272 5785 or bse.reports@bseindia.com.

Impact Justification

Routine monthly penalty report notification relevant to trading members who modified client codes for non-institutional trades in March 2026. No market-wide regulatory change; operational impact limited to affected members.