Description

BSE announces movement of 5 securities into various stages of the Graded Surveillance Measure (GSM) framework for enhanced monitoring.

Summary

BSE has announced the movement of 5 securities into different stages of the Graded Surveillance Measure (GSM) framework. Two securities are moving to Stage I, two to Stage II, and one to Stage III. The GSM framework is designed to enhance market surveillance and protect investor interests by imposing progressive restrictions on securities that exhibit certain risk characteristics.

Key Points

  • 5 securities are being moved into various GSM stages
  • Santosh Fine-Fab Ltd. (530035) and Nihar Info Global Ltd. (531083) moved to GSM Stage I
  • Adarsh Plant Protect Ltd. (526711) and Karnawati Innovation Limited (531671) moved to GSM Stage II
  • Starcom Information Technology (531616) moved to GSM Stage III
  • Securities marked with (#) move lower in GSM due to ESM Framework inclusion
  • Securities marked with ($) move lower in GSM due to IBC Framework inclusion

Securities Details

Security CodeISINSecurity NameGSM Stage
530035INE612D01018Santosh Fine-Fab Ltd.I
531083INE876E01033Nihar Info Global Ltd.I
526711INE627D01016Adarsh Plant Protect Ltd.II
531671INE214D01021Karnawati Innovation LimitedII
531616INE347I01010Starcom Information TechnologyIII

Regulatory Changes

The GSM framework applies progressive surveillance measures based on the stage:

  • Stage I: Entry level surveillance with basic restrictions
  • Stage II: Intermediate surveillance with enhanced monitoring
  • Stage III: Higher surveillance with stricter trading conditions

Higher GSM stages typically involve additional disclosure requirements, trade-for-trade settlement, and price bands to protect investors.

Compliance Requirements

  • Listed companies in GSM stages must comply with enhanced disclosure norms
  • Investors trading in these securities should be aware of applicable restrictions
  • Brokers must ensure clients are informed about GSM status of securities
  • Trading members must adhere to settlement and margin requirements specific to GSM securities

Important Dates

  • Circular Date: January 9, 2026
  • Effective Date: As per exchange notification (typically immediate or next trading day)

Impact Assessment

Market Impact: The movement of securities into GSM stages will result in reduced liquidity and trading activity for the affected stocks. Higher stages impose stricter trading conditions including additional margins, price bands, and trade-for-trade settlement, which typically deter speculative trading.

Investor Impact: Existing investors in these securities may face challenges in exiting positions due to reduced liquidity. New investors will face higher entry barriers and margin requirements.

Company Impact: Companies moved to higher GSM stages may experience reputational concerns and reduced investor interest, potentially affecting their ability to raise capital through equity markets.

Impact Justification

Movement of securities into GSM stages affects trading conditions and investor participation for the listed companies, requiring increased scrutiny but limited to 5 securities