Description

Listing and trading approval for 40,86,162 equity shares of Regency Fincorp Limited issued on preferential basis pursuant to conversion of warrants, effective December 30, 2025.

Summary

BSE has approved the listing and trading of 40,86,162 new equity shares of Regency Fincorp Limited (Scrip Code: 540175) effective December 30, 2025. These shares were issued at Rs. 22/- per share (face value Rs. 10/- plus premium of Rs. 12/-) to Promoter and Non-Promoter on preferential basis pursuant to conversion of warrants. The shares rank pari-passu with existing equity shares.

Key Points

  • Total shares listed: 40,86,162 equity shares of Rs. 10/- each
  • Issue price: Rs. 22/- per share (Rs. 10/- face value + Rs. 12/- premium)
  • Allotment basis: Preferential allotment to Promoter and Non-Promoter
  • Nature: Conversion of warrants
  • Date of allotment: October 17, 2025
  • Trading commencement: December 30, 2025
  • ISIN: INE964R01013
  • Distribution numbers: 69464709 to 73550870
  • Shares rank pari-passu with existing equity shares

Regulatory Changes

No regulatory changes. This is a standard listing notification.

Compliance Requirements

  • Trading members are informed to note the new securities for trading purposes
  • Lock-in restrictions apply to the allotted shares as detailed below

Important Dates

  • Date of Allotment: October 17, 2025
  • Trading Commencement: December 30, 2025
  • Lock-in Expiry (Tranche 1): June 30, 2026 (for 36,82,121 shares - Dist. Nos. 69464709 to 73146829)
  • Lock-in Expiry (Tranche 2): June 30, 2027 (for 4,04,041 shares - Dist. Nos. 73146830 to 73550870)

Impact Assessment

Market Impact: Low. The preferential allotment represents a capital raising exercise through warrant conversion. The majority of shares (90.11%) are locked-in until June 30, 2026, and a smaller portion (9.89%) until June 30, 2027, which limits immediate supply in the market.

Trading Impact: Minimal immediate impact on trading volumes due to lock-in restrictions. The shares will trade under scrip code 540175 and can be identified by distribution numbers 69464709 to 73550870.

Investor Consideration: Existing shareholders should note the dilution from this preferential allotment. The lock-in period provides stability by preventing immediate liquidation by allottees.

Impact Justification

Routine listing notice for preferential allotment with lock-in restrictions. Limited market impact due to relatively small issuance size and lock-in period preventing immediate trading of majority shares.