Description

BSE has released the penalty report for client code modifications of non-institutional trades for November 2025, available in the EQUITY TRANSACTION FOLDER on Extranet.

Summary

BSE has made available the penalty report for client code modifications of non-institutional trades conducted during November 2025. The report, named PM1125.Clg, has been uploaded to the EQUITY TRANSACTION FOLDER on BSE Extranet. This report is issued pursuant to Exchange Notice Nos. 20110729-24 (July 29, 2011) and 20110826-4 (August 26, 2011).

Key Points

  • Penalty report for November 2025 client code modifications is now available
  • Report file name: PM1125.Clg
  • Located in EQUITY TRANSACTION FOLDER on BSE Extranet
  • Applies to all segments
  • Members must save the file for future reference
  • Contact support available via phone (022-2272 8435, 022-2272 5785) and email (bse.reports@bseindia.com)

Regulatory Changes

No new regulatory changes. This is a routine report issued under existing Exchange Notices from 2011.

Compliance Requirements

  • Trading members must download the penalty report from BSE Extranet
  • Members are required to save the report (PM1125.Clg) for future reference
  • Members should review penalties applicable to their client code modifications during November 2025
  • Any queries should be directed to BSE Trading Operations team at the provided contact details

Important Dates

  • Report Period: November 2025
  • Notice Date: December 11, 2025
  • Download Available: December 11, 2025

Impact Assessment

Operational Impact: Low - This is a routine monthly administrative notification for trading members. Only members who modified client codes for non-institutional trades during November 2025 will be affected by penalties listed in the report.

Market Impact: None - No impact on trading activities or market operations. This is purely an internal compliance matter between BSE and its trading members.

Member Action Required: Trading members should download and review the penalty report to verify any applicable penalties for client code modifications and maintain records as required.

Impact Justification

Routine monthly penalty report download notification for trading members who modified client codes; administrative in nature with no market-wide impact