Description

BSE announces securities entering, moving within, and exiting the Short Term Additional Surveillance Measure (ST-ASM) framework effective November 17, 2025.

Summary

BSE has updated the list of securities under the Short Term Additional Surveillance Measure (ST-ASM) framework effective November 17, 2025. Seven securities are being newly included in the ST-ASM framework, twelve securities are moving out (due to migration to other surveillance frameworks), and the consolidated list includes securities at various ASM stages. The ST-ASM framework applies 5/15/30 day surveillance measures to securities exhibiting unusual price movements or volatility.

Key Points

  • 7 securities newly shortlisted in Short Term 5/15/30 Days ASM Framework
  • 12 securities moving out of ST-ASM Framework (migrating to LT-ASM, Trade for Trade, or ESM frameworks)
  • No securities moving to higher or lower stages within ST-ASM framework
  • Changes effective from November 17, 2025
  • Includes both mainboard and SME scrips
  • Some securities marked as per NSE alignment

Regulatory Changes

The ST-ASM framework continues to be applied as a surveillance mechanism for securities showing unusual price movements. Securities can be placed in different stages (Stage I being the initial stage) with progressively stricter surveillance measures. The framework operates on 5/15/30 day cycles to monitor and control volatility.

Securities Entering ST-ASM (Annexure I - Part A)

New Inclusions (7 securities):

  1. Ansal Buildwell Ltd (523007)
  2. HCP Plastene Bulkpack Ltd (526717)
  3. Indigo Paints Ltd (543258) - As per NSE
  4. JD Cables Ltd (544524) - SME Scrip
  5. Premier Synthetics Ltd (509835)
  6. Technopack Polymers Ltd (543656) - SME Scrip
  7. Venus Remedies Ltd (526953) - As per NSE

Securities Exiting ST-ASM (Annexure II - Part A)

Moving Out (12 securities):

  1. AA Plus Tradelink Ltd - Moving to Trade for Trade Framework (SME)
  2. Bharat Bhushan Finance & Commodity Brokers Ltd
  3. Exxaro Tiles Ltd - Moving to Trade for Trade Framework
  4. Gretex Corporate Services Ltd - Moving to ESM Framework
  5. Keynote Financial Services Ltd
  6. Krupalu Metals Ltd - Moving to LT-ASM Framework (SME)
  7. Lake Shore Realty Ltd - Moving to Trade for Trade Framework
  8. LG Balakrishnan & Bros Ltd - Moving to LT-ASM Framework
  9. Mufin Green Finance Ltd
  10. Rajratan Global Wire Ltd - Moving to LT-ASM Framework
  11. South West Pinnacle Exploration Ltd
  12. Suryo Foods & Industries Ltd - Moving to Trade for Trade Framework

Compliance Requirements

  • Trading members must ensure compliance with ST-ASM framework requirements for affected securities
  • Enhanced margin requirements and surveillance measures apply to securities in ST-ASM
  • Members should update their systems to reflect the new classifications
  • Investors trading in ST-ASM securities should be aware of stricter surveillance and potential trading restrictions

Important Dates

  • Effective Date: November 17, 2025 - All changes to ST-ASM framework become applicable

Impact Assessment

Market Impact:

  • Securities entering ST-ASM may experience reduced liquidity due to enhanced surveillance measures
  • Higher margin requirements may discourage speculative trading in affected securities
  • Securities exiting ST-ASM but entering other frameworks (LT-ASM, Trade for Trade, ESM) will continue to face trading restrictions

Operational Impact:

  • Trading members need to update risk management systems for the 19 securities (7 entering, 12 exiting)
  • Investors holding positions in these securities should review their portfolios for potential liquidity constraints
  • SME scrips marked with @ require special attention as they may have additional listing requirements

Investor Considerations:

  • Enhanced surveillance indicates heightened regulatory scrutiny on price movements
  • Trading costs may increase due to higher margins and reduced market making activity
  • Long-term investors should monitor whether securities graduate to more stringent frameworks

Impact Justification

Affects trading conditions for multiple securities under surveillance framework, impacting liquidity and trading costs for affected stocks