Description

BSE releases penalty report for client code modifications of non-institutional trades during September 2025, available in the Equity Transaction Folder on Extranet.

Summary

BSE has released the penalty report for client code modifications of non-institutional trades conducted during September 2025. The report (file-name: PM0925.Clg) has been uploaded to the Equity Transaction Folder on BSE Extranet and is available for download by trading members.

Key Points

  • Penalty report covers client code modifications for non-institutional trades across all segments
  • Report period: September 2025
  • File name: PM0925.Clg
  • Available in: Equity Transaction Folder on BSE Extranet
  • Members should save the file for future reference
  • Report issued under Exchange Notice Nos. 20110729-24 (July 29, 2011) and 20110826-4 (August 26, 2011)

Regulatory Changes

No new regulatory changes. This is a routine monthly report issued under existing penalty framework established in 2011.

Compliance Requirements

  • Trading members must download the penalty report from the Extranet
  • Members are required to save the report for future reference
  • Members should review penalties applicable to their modifications during September 2025

Important Dates

  • Notice Date: October 10, 2025
  • Report Period: September 2025
  • Report Download: Available now in Extranet

Impact Assessment

Market Impact: Minimal - This is a routine administrative report affecting only trading members who modified client codes for non-institutional trades during September 2025.

Operational Impact: Low - Trading members need to download and review the report to identify any penalties applicable to their operations. No immediate action required beyond downloading and archiving the report.

Contact Information:

Impact Justification

Routine monthly penalty report distribution for client code modifications. Administrative notice for affected trading members only.