Description

BSE penalty report for client code modifications of non-institutional trades during August 2025 is now available for download in the EQUITY TRANSACTION FOLDER on Extranet.

Summary

BSE has released the penalty report for client code modifications of non-institutional trades conducted during August 2025. The report (filename: PM0825.Clg) is available for download in the EQUITY TRANSACTION FOLDER on BSE’s Extranet system. This report is issued in accordance with Exchange Notice Nos. 20110729-24 dated July 29, 2011 and 20110826-4 dated August 26, 2011.

Key Points

  • Penalty report covers client code modifications for August 2025
  • Report filename: PM0825.Clg
  • Available in EQUITY TRANSACTION FOLDER on Extranet
  • Applies to all segments (Equity, F&O, Currency, Commodity)
  • Members must save the file for future reference
  • Based on existing Exchange notices from 2011

Regulatory Changes

No new regulatory changes introduced. This is a routine monthly penalty report release based on existing regulations from 2011.

Compliance Requirements

  • Trading members must download and save the penalty report from Extranet
  • Members should review penalties related to their client code modifications
  • Files should be retained for future reference as per regulatory requirements
  • Any queries should be directed to BSE trading operations team

Important Dates

  • Report Period: August 2025
  • Release Date: September 10, 2025
  • Download Location: Available now in EQUITY TRANSACTION FOLDER

Impact Assessment

Medium operational impact for trading members who modified client codes during August 2025. Members need to review their penalty status and ensure compliance with client code modification procedures. This is a routine administrative process that helps maintain market integrity and proper trade attribution.

Impact Justification

Operational compliance matter affecting trading members who modified client codes during August 2025