Description
List of broker ID cards that expired on August 31, 2025, including employee details and broker information.
Summary
BSE has published the list of broker ID cards that expired on August 31, 2025. The circular contains details of 42 brokers and their employees whose ID cards have expired, including names, employee numbers, clearing member numbers, and validity dates.
Key Points
- 42 broker employees had their ID cards expire on August 31, 2025
- Covers various brokerage firms including HDFC Securities, BCB Brokerage, JM Financial Service, and others
- All listed cards have the same expiry date of August 31, 2025
- Contains employee details including names, EP numbers, and CLG numbers
Regulatory Changes
No regulatory changes mentioned in this circular.
Compliance Requirements
- Brokers need to ensure renewal of expired ID cards for their employees
- Affected employees may need to complete renewal procedures to continue operations
- Brokers should verify current status of their employee registrations
Important Dates
- August 31, 2025: Expiry date for all listed ID cards
- September 3, 2025: Publication date of the expired cards list
Impact Assessment
Operational Impact: Medium - Affects day-to-day operations of brokers whose employees’ cards have expired
Market Impact: Low - Administrative matter that doesn’t directly affect trading activities
Compliance Impact: Medium - Requires immediate attention from affected brokers to maintain regulatory compliance
Impact Justification
Administrative circular tracking expired broker ID cards affects operational compliance but not trading directly