Description
BSE penalty report for client code modifications of non-institutional trades during July 2025 now available for download.
Summary
BSE has made available the penalty report for client code modifications of non-institutional trades conducted during July 2025. The report is downloadable from the Extranet under the filename PM0725.Clg no. in the EQUITY TRANSACTION FOLDER.
Key Points
- Penalty report covers client code modifications for non-institutional trades in July 2025
- File available as PM0725.Clg no. in 11/08/25 EQUITY TRANSACTION FOLDER on Extranet
- Report prepared as per Exchange Notice Nos. 20110729-24 and 20110826-4
- Members advised to save files for future reference
- Contact support available for queries
Regulatory Changes
No regulatory changes introduced. This is a routine compliance report release.
Compliance Requirements
- Trading members must download and save the penalty report
- Members should review penalties related to their client code modifications
- Files must be retained for future reference as per regulatory requirements
Important Dates
- Report Period: July 2025
- Download Date: August 12, 2025
- File Location: 11/08/25 EQUITY TRANSACTION FOLDER
Impact Assessment
Medium impact on trading members who modified client codes for non-institutional trades during July 2025. Members may face penalties and need to review their compliance procedures. Operational impact limited to downloading and reviewing penalty reports.
Impact Justification
Operational compliance matter affecting trading members with penalty implications